SEC Warns Advisers to Apply 'Heightened Scrutiny' When Recommending Crypto Assets

Protecting retail investors, including those seeking exposure to cryptocurrencies, remains a priority for the SEC.

• 2023-04-21
• investment products the SEC SEC finance professionals retail investor Gary Gensler

Everyone Would Be Better Off With Crypto Rules, SEC Commissioner and ‘Crypto Mom’ Says

If regulatory parameters for crypto are spelled out, "people would spend a lot less time thinking about, 'What are the rules?' They'd know," SEC Commissioner Hester Peirce tells Barron's.

• 2023-03-27
• SEC regulatory framework SEC Hester Peirce capital markets regulation enforcement retail investors retail investor

An SEC Watchdog’s Take on Crypto Rules: Everyone Would Be Better Off

If regulatory parameters for crypto are spelled out, "people would spend a lot less time thinking about, 'What are the rules?' They'd know," SEC Commissioner Hester Peirce tells Barron's.

• 2023-03-26
• SEC regulatory framework Hester Peirce capital markets the SEC SEC regulation enforcement retail investors retail investor